SD

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM SD

Specialized Disclosure Report

 

 

ALLISON TRANSMISSION HOLDINGS, INC.

(Exact name of registrant as specified in its charter)

 

LOGO

 

 

 

Delaware   001-35456   26-0414014

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

One Allison Way, Indianapolis, Indiana   46222
(Address of principal executive offices)   (Zip Code)

Eric C. Scroggins

Vice President — General Counsel and Secretary

Allison Transmission Holdings, Inc.

One Allison Way

Indianapolis, IN 46222

(317) 242-5000

(Name and telephone number, including area code, of the person to contact in connection with this report.)

 

 

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

 

x Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2015.

 

 

 


Section 1 - Conflict Minerals Disclosure

 

Item 1.01 Conflict Minerals Disclosure and Report

Conflict Minerals Disclosure

Allison Transmission Holdings, Inc. (the “Company”) performed a reasonable country of origin inquiry (“RCOI”), in which it surveyed 100% of its direct suppliers regarding whether its necessary gold, tantalum, tin and tungsten (“conflict minerals”) originated from the Democratic Republic of the Congo or an adjoining country (the “Covered Countries”). Most of the responses the Company received indicated that the conflict minerals in the suppliers’ components and materials either did not originate from a Covered Country, were not necessary to the functionality of the components and materials or the source country was undeterminable. Further information regarding the Company’s RCOI is included in the Company’s Conflict Minerals Report, which is attached hereto as Exhibit 1.01.

During its RCOI, the Company was not able to determine whether its necessary conflict minerals may have originated from the Covered Countries and may not have come from recycled or scrap sources. As such, the Company proceeded to exercise due diligence on the source and chain of custody of the conflict minerals. The Conflict Minerals Report includes a discussion of the due diligence procedures performed and the disclosures required by the Securities and Exchange Commission.

The Company has disclosed a copy of its Conflict Minerals Report on its website at www.allisontransmission.com.

 

Item 1.02 Exhibit

The Company’s Conflict Minerals Report is filed herewith as Exhibit 1.01.

Section 2 – Exhibits

 

Item 2.01 Exhibits

 

Exhibit 1.01    Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

 

Date: May 31, 2016     ALLISON TRANSMISSION HOLDINGS, INC.
    By:  

/s/ Eric C. Scroggins

    Name:   Eric C. Scroggins
    Title:   Vice President, General Counsel and Secretary
EX-1.01

Exhibit 1.01

Allison Transmission Holdings, Inc.

Conflict Minerals Report

For the Year Ended December 31, 2015

This Conflict Minerals Report for the year ended December 31, 2015 is presented to comply with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934, as amended. Rule 13p-1 was adopted by the Securities and Exchange Commission (“SEC”) to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 and imposes certain reporting obligations on SEC registrants who manufacture or contract to manufacture products that contain conflict minerals which are necessary to the functionality or production of their products. “Conflict minerals” are defined as tantalum, tin, tungsten and gold. These requirements apply to registrants whatever the geographic origin of the conflict minerals and whether or not they fund armed conflict in the Democratic Republic of Congo (“DRC”) or an adjoining country (together with the DRC, the “Covered Countries”). This Conflict Minerals Report has not been subject to an independent private sector audit.

 

1. Company Overview and Product Description

Allison Transmission Holdings, Inc. and its subsidiaries (“Allison”, “we,” “us” or “our”) design and manufacture fully-automatic transmissions for medium- and heavy-duty commercial vehicles, medium- and heavy-tactical U.S. defense vehicles and hybrid-propulsion systems for transit buses. We generate our net sales primarily from the sale of transmissions, transmission parts, support equipment, defense kits, engineering services and extended transmission coverage to a wide array of original equipment manufacturers, distributors and the U.S. government.

We conducted an analysis of our products and found that conflict minerals are necessary to the production or functionality of our commercial, defense and hybrid products.

A complete description of our products can be found in our Annual Report on Form 10-K for the year ended December 31, 2015, filed with the Securities and Exchange Commission on February 19, 2016.

 

2. Reasonable Country of Origin Inquiry

We conducted a good faith reasonable country of origin inquiry (“RCOI”) to determine whether the necessary conflict minerals originated in the Covered Countries. As a company engaged in the design and manufacture of commercial and defense fully-automatic transmissions and hybrid-propulsion systems for transit buses, we are several levels removed from the actual mining of conflict minerals. We do not make purchases of raw ore or unrefined conflict minerals and we conduct no purchasing activities in the Covered Countries. In order to determine whether conflict minerals used in the manufacture of our products originated in the Covered Countries, we relied on our direct suppliers to provide information on the origin of the conflict minerals contained in components and materials supplied to us, including sources of conflict minerals that are supplied to them from their suppliers.


Scope of RCOI. Our RCOI included conducting an inquiry of each of our direct suppliers using Conflict-Free Sourcing Initiative’s (“CFSI”) Conflict Minerals Reporting Template (“CMRT”) to identify the smelters and refiners responsible for processing the conflict minerals.

To assist in collecting data from and engaging with our suppliers, we engaged a third party data collection and software vendor to conduct outreach and training as well as archive the completed supplier responses. As part of our supply-chain survey, we received representations from our suppliers regarding the source of conflict minerals and compared the smelters and refiners identified in the CMRT responses against the list of smelter and refiner facilities which have been identified as conflict free by programs such as CFSI’s Conflict Free Smelter Program for conflict minerals. In an effort to obtain the highest practical response rate, our process included multiple rounds of communication and follow-up through mail, email and telephone calls. We created and maintained a database of this information.

RCOI Results. Of our direct suppliers, 100% were within the scope of our RCOI. We received responses from more than 85% of our direct suppliers. We reviewed the responses against criteria developed to determine which responses required additional engagement with our suppliers, including incomplete responses and inconsistencies within the data reported. We worked with these suppliers to obtain a revised response or additional clarity regarding their submission.

 

3. Due Diligence

We conducted due diligence on the source and chain of custody of the conflict minerals that are included in our products and for which, based on our RCOI, we have not been able to determine whether the conflict minerals may have originated in the Covered Countries and may not have come from recycled or scrap sources.

Design of Due Diligence. Allison’s due diligence procedures were designed to conform with the Organisation of Economic Co-Operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, which is an internationally recognized due diligence framework. Our due diligence process included:

Establishing Company Management Systems. We adopted a conflict minerals policy that governs the supply-chain of conflict minerals from the Covered Countries. In addition, we organized an internal management team to support our supply chain due diligence efforts. This cross-functional team, led by our Chief Compliance Officer and a team of subject matter experts from relevant functional areas, oversees our conflict minerals due diligence process. Senior management and the Audit Committee of our Board of Directors are briefed about the results of our due diligence efforts on a regular basis.

Identifying and Assessing Risk in the Supply Chain. Through our RCOI process, we sent all of our direct suppliers a CMRT to obtain information about the source of any conflict minerals. Our efforts largely focused on confirming the accuracy and quality of the representations our direct suppliers made regarding the source and chain of custody of their conflict minerals and comparing the smelters and refiners identified in the CMRT responses against the list of smelter and refiner facilities which have been identified as “conflict free”.


Designing and Implementing a Strategy to Respond to Risks. Our conflict minerals team is responsible for identifying and responding to risks in our supply chain. In addition, we monitor and track information received from suppliers, including a list of smelters and refiners identified through CMRT responses.

Supporting Independent Third-Party Audits of Supply Chain. We do not have a direct relationship with the conflict minerals smelters and refiners; therefore, we rely on the CFSI’s Conflict-Free Smelter Program to manage and report results of the independent third-party audits and the related certifications.

Reporting on Supply Chain Due Diligence. This conflict minerals report is being filed with the SEC as an exhibit to our specialized disclosure report on Form SD and is available on our website at www.allisontransmission.com.

 

4. Due Diligence Results.

Because we have not received sufficient and complete responses from all suppliers and many of the supplier responses provided data at a company level rather than at a product level, we do not have sufficient information to conclusively determine the countries of origin or chain of custody of conflict minerals in our products. Based the CMRT responses from our direct suppliers and our own due diligence efforts, we believe that, to the best of our knowledge, the smelters and refiners listed in Annex A to this conflict minerals report may have been used to process the conflict minerals contained in our products.

 

5. Future Due Diligence Measures.

As we further develop our due diligence program in calendar year 2016, we intend to implement the following steps to improve the information gathered from our due diligence efforts and to further mitigate the risk that our necessary conflict minerals do not benefit armed groups:

 

    include language in new or renewed supplier contracts that requires the supplier to support our conflict minerals program;

 

    engage with suppliers to increase the response rate, completeness and accuracy of supply-chain surveys;

 

    inform suppliers identified as sourcing from non-conflict free smelters to move towards using conflict free smelters within a reasonable time frame, depending on the criticality of the specific part and the availability of alternative suppliers;

 

    continue to refine due diligence efforts to identify and address gaps in data in order to arrive at an accurate list of smelters and refiners; and

 

    monitor relevant trade associations and the OECD to evaluate best practices in determining whether products contain conflict minerals.


ANNEX A

 

Mineral

    

Smelter or Refiner Name

  

Country Location of

Smelter or Refiner

Gold     

Advanced Chemical Company

  

United States

Gold     

Aida Chemical Industries Co., Ltd.

  

Japan

Gold     

Aktyubinsk Copper Company TOO

  

Kazakhstan

Gold     

Al Etihad Gold Refinery DMCC

  

United Arab Emirates

Gold     

Allgemeine Gold-und Silberscheideanstalt A.G.

  

Germany

Gold     

Almalyk Mining and Metallurgical Complex (AMMC)

  

Uzbekistan

Gold     

AngloGold Ashanti Córrego do Sítio Mineração

  

Brazil

Gold     

Argor-Heraeus SA

  

Switzerland

Gold     

Asahi Pretec Corporation

  

Japan

Gold     

Asahi Refining Canada Limited

  

Canada

Gold     

Asahi Refining USA Inc.

  

United States

Gold     

Asaka Riken Co., Ltd.

  

Japan

Gold     

Atasay Kuyumculuk Sanayi Ve Ticaret A.S.

  

Turkey

Gold     

Aurubis AG

  

Germany

Gold     

Bangko Sentral ng Pilipinas (Central Bank of the Philippines)

  

Philippines

Gold     

Bauer Walser AG

  

Germany

Gold     

Boliden AB

  

SWEDEN

Gold     

C. Hafner GmbH + Co. KG

  

Germany

Gold     

Caridad

  

Mexico

Gold     

CCR Refinery – Glencore Canada Corporation

  

Canada

Gold     

Cendres + Métaux SA

  

Switzerland

Gold     

Chimet S.p.A.

  

Italy

Gold     

Chugai Mining

  

Japan

Gold     

Daejin Indus Co., Ltd.

  

Korea, Republic of

Gold     

Daye Non-Ferrous Metals Mining Ltd.

  

China

Gold     

Do Sung Corporation

  

Korea, Republic of

Gold     

DODUCO GmbH

  

Germany

Gold     

Dowa

  

Japan

Gold     

Eco-System Recycling Co., Ltd.

  

Japan

Gold     

Elemetal Refining, LLC

  

United States

Gold     

Emirates Gold DMCC

  

United Arab Emirates

Gold     

Faggi Enrico S.p.A.

  

Italy

Gold     

Fidelity Printers and Refiners Ltd.

  

Zimbabwe

Gold     

Gansu Seemine Material Hi-Tech Co., Ltd.

  

China

Gold     

Geib Refining Corporation

  

United States


Mineral

    

Smelter or Refiner Name

  

Country Location of

Smelter or Refiner

Gold     

Great Wall Precious Metals Co., Ltd. of CBPM

  

China

Gold     

Guangdong Jinding Gold Limited

  

China

Gold     

Guoda Safina High-Tech Environmental Refinery Co., Ltd.

  

China

Gold     

Hangzhou Fuchunjiang Smelting Co., Ltd.

  

China

Gold     

Heimerle + Meule GmbH

  

Germany

Gold     

Heraeus Ltd. Hong Kong

  

China

Gold     

Heraeus Precious Metals GmbH & Co. KG

  

Germany

Gold     

Hunan Chenzhou Mining Co., Ltd.

  

China

Gold     

Hwasung CJ Co., Ltd.

  

Korea, Republic of

Gold     

Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited

  

China

Gold     

Ishifuku Metal Industry Co., Ltd.

  

Japan

Gold     

Istanbul Gold Refinery

  

Turkey

Gold     

Japan Mint

  

Japan

Gold     

Jiangxi Copper Company Limited

  

China

Gold     

JSC Ekaterinburg Non-Ferrous Metal Processing Plant

  

Russian Federation

Gold     

JSC Uralelectromed

  

Russian Federation

Gold     

JX Nippon Mining & Metals Co., Ltd.

  

Japan

Gold     

Kaloti Precious Metals

  

United Arab Emirates

Gold     

Kazakhmys Smelting LLC

  

Kazakhstan

Gold     

Kazzinc

  

Kazakhstan

Gold     

Kennecott Utah Copper LLC

  

United States

Gold     

KGHM Polska Miedź Spółka Akcyjna

  

Poland

Gold     

Kojima Chemicals Co., Ltd.

  

Japan

Gold     

Korea Metal Co., Ltd.

  

Korea, Republic of

Gold     

Korea Zinc Co. Ltd.

  

Korea, Republic of

Gold     

Kyrgyzaltyn JSC

  

Kyrgyzstan

Gold     

L’ azurde Company For Jewelry

  

Saudi Arabia

Gold     

Lingbao Gold Company Limited

  

China

Gold     

Lingbao Jinyuan Tonghui Refinery Co., Ltd.

  

China

Gold     

LS-NIKKO Copper Inc.

  

Korea, Republic of

Gold     

Luoyang Zijin Yinhui Gold Refinery Co., Ltd.

  

China

Gold     

Materion

  

United States

Gold     

Matsuda Sangyo Co., Ltd.

  

Japan

Gold     

Metalor Technologies (Hong Kong) Ltd.

  

China

Gold     

Metalor Technologies (Singapore) Pte., Ltd.

  

Singapore

Gold     

Metalor Technologies (Suzhou) Ltd.

  

China

Gold     

Metalor Technologies SA

  

Switzerland


Mineral

    

Smelter or Refiner Name

  

Country Location of

Smelter or Refiner

Gold     

Metalor USA Refining Corporation

  

United States

Gold     

METALÚRGICA MET-MEX PEÑOLES, S.A. DE C.V

  

Mexico

Gold     

Mitsubishi Materials Corporation

  

Japan

Gold     

Mitsui Mining and Smelting Co., Ltd.

  

Japan

Gold     

MMTC-PAMP India Pvt., Ltd.

  

India

Gold     

Morris and Watson

  

New Zealand

Gold     

Moscow Special Alloys Processing Plant

  

Russian Federation

Gold     

Nadir Metal Rafineri San. Ve Tic. A.Ş.

  

Turkey

Gold     

Navoi Mining and Metallurgical Combinat

  

Uzbekistan

Gold     

Nihon Material Co., Ltd.

  

Japan

Gold     

Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH

  

Austria

Gold     

Ohura Precious Metal Industry Co., Ltd.

  

Japan

Gold     

OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)

  

Russian Federation

Gold     

OJSC Kolyma Refinery

  

Russian Federation

Gold     

OJSC Novosibirsk Refinery

  

Russian Federation

Gold     

PAMP SA

  

Switzerland

Gold     

Penglai Penggang Gold Industry Co., Ltd.

  

China

Gold     

Prioksky Plant of Non-Ferrous Metals

  

Russian Federation

Gold     

PT Aneka Tambang (Persero) Tbk

  

Indonesia

Gold     

PX Précinox SA

  

Switzerland

Gold     

Rand Refinery (Pty) Ltd.

  

South Africa

Gold     

Republic Metals Corporation

  

United States

Gold     

Royal Canadian Mint

  

Canada

Gold     

Sabin Metal Corp.

  

United States

Gold     

Samduck Precious Metals

  

Korea, Republic of

Gold     

SAMWON Metals Corp.

  

Korea, Republic of

Gold     

SAXONIA Edelmetalle GmbH

  

Germany

Gold     

Schone Edelmetaal

  

Netherlands

Gold     

Schone Edelmetaal B.V.

  

Netherlands

Gold     

SEMPSA Joyería Platería SA

  

Spain

Gold     

Shandong Tiancheng Biological Gold Industrial Co., Ltd.

  

China

Gold     

Shandong Zhaojin Gold & Silver Refinery Co., Ltd.

  

China

Gold     

Sichuan Tianze Precious Metals Co., Ltd.

  

China

Gold     

Singway Technology Co., Ltd.

  

Taiwan

Gold     

So Accurate Group, Inc.

  

United States

Gold     

SOE Shyolkovsky Factory of Secondary Precious Metals

  

Russian Federation


Mineral

    

Smelter or Refiner Name

  

Country Location of

Smelter or Refiner

Gold     

Solar Applied Materials Technology Corp.

  

Taiwan

Gold     

Sumitomo Metal Mining Co., Ltd.

  

Japan

Gold     

T.C.A S.p.A

  

Italy

Gold     

Tanaka Kikinzoku Kogyo K.K.

  

Japan

Gold     

The Refinery of Shandong Gold Mining Co., Ltd.

  

China

Gold     

Tokuriki Honten Co., Ltd.

  

Japan

Gold     

Tongling Nonferrous Metals Group Co., Ltd.

  

China

Gold     

Torecom

  

Korea, Republic of

Gold     

Umicore Brasil Ltda.

  

Brazil

Gold     

Umicore Precious Metals Thailand

  

Thailand

Gold     

Umicore SA Business Unit Precious Metals Refining

  

Belgium

Gold     

United Precious Metal Refining, Inc.

  

United States

Gold     

Valcambi SA

  

Switzerland

Gold     

Western Australian Mint trading as The Perth Mint

  

Australia

Gold     

WIELAND Edelmetalle GmbH

  

Germany

Gold     

Yamamoto Precious Metal Co., Ltd.

  

Japan

Gold     

Yokohama Metal Co., Ltd.

  

Japan

Gold     

Yunnan Copper Industry Co., Ltd.

  

China

Gold     

Zhongyuan Gold Smelter of Zhongjin Gold Corporation

  

China

Gold     

Zijin Mining Group Co., Ltd. Gold Refinery

  

China

Tantalum     

Changsha South Tantalum Niobium Co., Ltd.

  

China

Tantalum     

Conghua Tantalum and Niobium Smeltry

  

China

Tantalum     

D Block Metals, LLC

  

United States

Tantalum     

Duoluoshan

  

China

Tantalum     

Exotech Inc.

  

United States

Tantalum     

F&X Electro-Materials Ltd.

  

China

Tantalum     

FIR Metals & Resource Ltd.

  

China

Tantalum     

Global Advanced Metals Aizu

  

Japan

Tantalum     

Global Advanced Metals Boyertown

  

United States

Tantalum     

Guangdong Zhiyuan New Material Co., Ltd.

  

China

Tantalum     

Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch

  

China

Tantalum     

H.C. Starck Co., Ltd.

  

Thailand

Tantalum     

H.C. Starck GmbH Goslar

  

Germany

Tantalum     

H.C. Starck GmbH Laufenburg

  

Germany

Tantalum     

H.C. Starck Hermsdorf GmbH

  

Germany

Tantalum     

H.C. Starck Inc.

  

United States

Tantalum     

H.C. Starck Ltd.

  

Japan


Mineral

    

Smelter or Refiner Name

  

Country Location of

Smelter or Refiner

Tantalum     

H.C. Starck Smelting GmbH & Co.KG

  

Germany

Tantalum     

Hengyang King Xing Lifeng New Materials Co., Ltd.

  

China

Tantalum     

Hi-Temp Specialty Metals, Inc.

  

United States

Tantalum     

Jiangxi Dinghai Tantalum & Niobium Co., Ltd.

  

China

Tantalum     

JiuJiang JinXin Nonferrous Metals Co., Ltd.

  

China

Tantalum     

Jiujiang Tanbre Co., Ltd.

  

China

Tantalum     

Jiujiang Zhongao Tantalum & Niobium Co., Ltd.

  

China

Tantalum     

KEMET Blue Metals

  

Mexico

Tantalum     

KEMET Blue Powder

  

United States

Tantalum     

King-Tan Tantalum Industry Ltd.

  

China

Tantalum     

LSM Brasil S.A.

  

Brazil

Tantalum     

Metallurgical Products India Pvt., Ltd.

  

India

Tantalum     

Mineração Taboca S.A.

  

Brazil

Tantalum     

Mitsui Mining & Smelting

  

Japan

Tantalum     

Molycorp Silmet A.S.

  

Estonia

Tantalum     

Ningxia Orient Tantalum Industry Co., Ltd.

  

China

Tantalum     

Plansee SE Liezen

  

Austria

Tantalum     

Plansee SE Reutte

  

Austria

Tantalum     

QuantumClean

  

United States

Tantalum     

Resind Indústria e Comércio Ltda.

  

Brazil

Tantalum     

RFH Tantalum Smeltry Co., Ltd.

  

China

Tantalum     

Solikamsk Magnesium Works OAO

  

Russian Federation

Tantalum     

Taki Chemicals

  

Japan

Tantalum     

Telex Metals

  

United States

Tantalum     

Tranzact, Inc.

  

United States

Tantalum     

Ulba Metallurgical Plant JSC

  

Kazakhstan

Tantalum     

XinXing HaoRong Electronic Material Co., Ltd.

  

China

Tantalum     

Yichun Jin Yang Rare Metal Co., Ltd.

  

China

Tantalum     

Zhuzhou Cement Carbide

  

China

Tin     

Alpha

  

United States

Tin     

An Vinh Joint Stock Mineral Processing Company

  

Vietnam

Tin     

China Tin Group Co., Ltd.

  

China

Tin     

CNMC (Guangxi) PGMA Co., Ltd.

  

China

Tin     

Cooperativa Metalurgica de Rondônia Ltda.

  

Brazil

Tin     

CV Ayi Jaya

  

Indonesia

Tin     

CV Gita Pesona

  

Indonesia

Tin     

CV Serumpun Sebalai

  

Indonesia


Mineral

    

Smelter or Refiner Name

  

Country Location of

Smelter or Refiner

Tin     

CV United Smelting

  

Indonesia

Tin     

CV Venus Inti Perkasa

  

Indonesia

Tin     

Dowa

  

Japan

Tin     

Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company

  

Vietnam

Tin     

Elmet S.L.U. (Metallo Group)

  

Spain

Tin     

EM Vinto

  

Bolivia

Tin     

Estanho de Rondônia S.A.

  

Brazil

Tin     

Feinhütte Halsbrücke GmbH

  

Germany

Tin     

Fenix Metals

  

Poland

Tin     

Gejiu Kai Meng Industry and Trade LLC

  

China

Tin     

Gejiu Non-Ferrous Metal Processing Co., Ltd.

  

China

Tin     

Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.

  

China

Tin     

Gejiu Zili Mining And Metallurgy Co., Ltd.

  

China

Tin     

Huichang Jinshunda Tin Co., Ltd.

  

China

Tin     

Jiangxi Ketai Advanced Material Co., Ltd.

  

China

Tin     

Linwu Xianggui Ore Smelting Co., Ltd.

  

China

Tin     

Magnu’s Minerais Metais e Ligas Ltda.

  

Brazil

Tin     

Malaysia Smelting Corporation (MSC)

  

Malaysia

Tin     

Melt Metais e Ligas S/A

  

Brazil

Tin     

Metallic Resources, Inc.

  

United States

Tin     

Metallo-Chimique N.V.

  

Belgium

Tin     

Mineração Taboca S.A.

  

Brazil

Tin     

Minsur

  

Peru

Tin     

Mitsubishi Materials Corporation

  

Japan

Tin     

Nankang Nanshan Tin Manufactory Co., Ltd.

  

China

Tin     

Nghe Tinh Non-Ferrous Metals Joint Stock Company

  

Vietnam

Tin     

O.M. Manufacturing (Thailand) Co., Ltd.

  

Thailand

Tin     

O.M. Manufacturing Philippines, Inc.

  

Philippines

Tin     

Operaciones Metalurgical S.A.

  

Bolivia

Tin     

Phoenix Metal Ltd.

  

Rwanda

Tin     

PT Alam Lestari Kencana

  

Indonesia

Tin     

PT Aries Kencana Sejahtera

  

Indonesia

Tin     

PT Artha Cipta Langgeng

  

Indonesia

Tin     

PT ATD Makmur Mandiri Jaya

  

Indonesia

Tin     

PT Babel Inti Perkasa

  

Indonesia

Tin     

PT Bangka Kudai Tin

  

Indonesia

Tin     

PT Bangka Prima Tin

  

Indonesia


Mineral

    

Smelter or Refiner Name

  

Country Location of

Smelter or Refiner

Tin     

PT Bangka Timah Utama Sejahtera

  

Indonesia

Tin     

PT Bangka Tin Industry

  

Indonesia

Tin     

PT Belitung Industri Sejahtera

  

Indonesia

Tin     

PT BilliTin Makmur Lestari

  

Indonesia

Tin     

PT Bukit Timah

  

Indonesia

Tin     

PT Cipta Persada Mulia

  

Indonesia

Tin     

PT DS Jaya Abadi

  

Indonesia

Tin     

PT Eunindo Usaha Mandiri

  

Indonesia

Tin     

PT Fang Di MulTindo

  

Indonesia

Tin     

PT Inti Stania Prima

  

Indonesia

Tin     

PT Justindo

  

Indonesia

Tin     

PT Karimun Mining

  

Indonesia

Tin     

PT Mitra Stania Prima

  

Indonesia

Tin     

PT Panca Mega Persada

  

Indonesia

Tin     

PT Pelat Timah Nusantara Tbk

  

Indonesia

Tin     

PT Prima Timah Utama

  

Indonesia

Tin     

PT Refined Bangka Tin

  

Indonesia

Tin     

PT Sariwiguna Binasentosa

  

Indonesia

Tin     

PT Seirama Tin Investment

  

Indonesia

Tin     

PT Stanindo Inti Perkasa

  

Indonesia

Tin     

PT Sumber Jaya Indah

  

Indonesia

Tin     

PT Timah (Persero) Tbk Kundur

  

Indonesia

Tin     

PT Timah (Persero) Tbk Mentok

  

Indonesia

Tin     

PT Tinindo Inter Nusa

  

Indonesia

Tin     

PT Tirus Putra Mandiri

  

Indonesia

Tin     

PT Tommy Utama

  

Indonesia

Tin     

PT Wahana Perkit Jaya

  

Indonesia

Tin     

Resind Indústria e Comércio Ltda.

  

Brazil

Tin     

Rui Da Hung

  

Taiwan

Tin     

Soft Metais Ltda.

  

Brazil

Tin     

Super Ligas

  

Brazil

Tin     

Thaisarco

  

Thailand

Tin     

Tuyen Quang Non-Ferrous Metals Joint Stock Company

  

Vietnam

Tin     

VQB Mineral and Trading Group JSC

  

Vietnam

Tin     

White Solder Metalurgia e Mineração Ltda.

  

Brazil

Tin     

Yunnan Chengfeng Non-ferrous Metals Co., Ltd.

  

China

Tin     

Yunnan Tin Group (Holding) Company Limited

  

China


Mineral

    

Smelter or Refiner Name

  

Country Location of

Smelter or Refiner

Tungsten     

A.L.M.T. TUNGSTEN Corp.

  

Japan

Tungsten     

Asia Tungsten Products Vietnam Ltd.

  

Vietnam

Tungsten     

Chenzhou Diamond Tungsten Products Co., Ltd.

  

China

Tungsten     

Chongyi Zhangyuan Tungsten Co., Ltd.

  

China

Tungsten     

Dayu Jincheng Tungsten Industry Co., Ltd.

  

China

Tungsten     

Dayu Weiliang Tungsten Co., Ltd.

  

China

Tungsten     

Fujian Jinxin Tungsten Co., Ltd.

  

China

Tungsten     

Ganxian Shirui New Material Co., Ltd.

  

China

Tungsten     

Ganzhou Huaxing Tungsten Products Co., Ltd.

  

China

Tungsten     

Ganzhou Jiangwu Ferrotungsten Co., Ltd.

  

China

Tungsten     

Ganzhou Non-ferrous Metals Smelting Co., Ltd.

  

China

Tungsten     

Ganzhou Seadragon W & Mo Co., Ltd.

  

China

Tungsten     

Ganzhou Yatai Tungsten Co., Ltd.

  

China

Tungsten     

Global Tungsten & Powders Corp.

  

United States

Tungsten     

Guangdong Xianglu Tungsten Co., Ltd.

  

China

Tungsten     

H.C. Starck GmbH

  

Germany

Tungsten     

H.C. Starck Smelting GmbH & Co.KG

  

Germany

Tungsten     

Hunan Chenzhou Mining Co., Ltd.

  

China

Tungsten     

Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji

  

China

Tungsten     

Hunan Chuangda Vanadium Tungsten Co., Ltd. Yanglin

  

China

Tungsten     

Hunan Chunchang Nonferrous Metals Co., Ltd.

  

China

Tungsten     

Hydrometallurg, JSC

  

Russian Federation

Tungsten     

Japan New Metals Co., Ltd.

  

Japan

Tungsten     

Jiangwu H.C. Starck Tungsten Products Co., Ltd.

  

China

Tungsten     

Jiangxi Gan Bei Tungsten Co., Ltd.

  

China

Tungsten     

Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.

  

China

Tungsten     

Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.

  

China

Tungsten     

Jiangxi Xinsheng Tungsten Industry Co., Ltd.

  

China

Tungsten     

Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.

  

China

Tungsten     

Jiangxi Yaosheng Tungsten Co., Ltd.

  

China

Tungsten     

Kennametal Fallon

  

United States

Tungsten     

Kennametal Huntsville

  

United States

Tungsten     

Malipo Haiyu Tungsten Co., Ltd.

  

China

Tungsten     

Niagara Refining LLC

  

United States

Tungsten     

Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC

  

Vietnam

Tungsten     

Pobedit, JSC

  

Russian Federation


Mineral

    

Smelter or Refiner Name

  

Country Location of

Smelter or Refiner

Tungsten     

Sanher Tungsten Vietnam Co., Ltd.

  

Vietnam

Tungsten     

Tejing (Vietnam) Tungsten Co., Ltd.

  

Vietnam

Tungsten     

Vietnam Youngsun Tungsten Industry Co., Ltd.

  

Vietnam

Tungsten     

Wolfram Bergbau und Hütten AG

  

Austria

Tungsten     

Xiamen Tungsten (H.C.) Co., Ltd.

  

China

Tungsten     

Xiamen Tungsten Co., Ltd.

  

China

Tungsten     

Xinhai Rendan Shaoguan Tungsten Co., Ltd.

  

China