SD

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM SD

Specialized Disclosure Report

 

 

ALLISON TRANSMISSION HOLDINGS, INC.

(Exact name of registrant as specified in its charter)

 

LOGO

 

 

 

Delaware
(State or other jurisdiction of incorporation)
  001-35456
(Commission File Number)
  26-0414014
(IRS Employer Identification No.)

 

One Allison Way, Indianapolis, Indiana   46222
(Address of principal executive offices)   (Zip Code)

 

 

Eric C. Scroggins

Vice President — General Counsel

Allison Transmission Holdings, Inc.

One Allison Way

Indianapolis, IN 46222

(317) 242-5000

(Name and telephone number, including area code, of the

person to contact in connection with this report.)

 

 

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

☒ Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2021.

 

 

 


Section 1—Conflict Minerals Disclosure

Item 1.01 Conflict Minerals Disclosure and Report

Conflict Minerals Disclosure

Allison Transmission Holdings, Inc. (the “Company”) performed a reasonable country of origin inquiry (“RCOI”) of its global supply chain of direct ferrous, metallic, and electrical component suppliers regarding whether its necessary gold, tantalum, tin and tungsten (“conflict minerals”) originated from the Democratic Republic of the Congo or an adjoining country (the “Covered Countries”). Most of the responses the Company received indicated that the conflict minerals in the suppliers’ components and materials either did not originate from a Covered Country, were not necessary to the functionality of the components and materials or the source country was undeterminable. Further information regarding the Company’s RCOI is included in the Company’s Conflict Minerals Report, which is attached hereto as Exhibit 1.01.

During its RCOI, the Company was not able to determine whether its necessary conflict minerals may have originated from the Covered Countries and may not have come from recycled or scrap sources. As such, the Company proceeded to exercise due diligence on the source and chain of custody of the conflict minerals. The Conflict Minerals Report includes a discussion of the due diligence procedures performed and the disclosures required by the Securities and Exchange Commission.

The Company has disclosed a copy of its Conflict Minerals Report on its website at www.allisontransmission.com.

Item 1.02 Exhibit

The Company’s Conflict Minerals Report is filed herewith as Exhibit 1.01.

Section 2 – Exhibits

Item 2.01 Exhibits

Exhibit 1.01    Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

 

Date: May 31, 2022     ALLISON TRANSMISSION HOLDINGS, INC.
    By:  

/s/ Eric. C. Scroggins

      Name: Eric C. Scroggins
      Title: Vice President, General Counsel
EX-1.01

Exhibit 1.01

Allison Transmission Holdings, Inc.

Conflict Minerals Report

For the Year Ended December 31, 2021

This Conflict Minerals Report for the year ended December 31, 2021 is presented to comply with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934, as amended. Rule 13p-1 was adopted by the Securities and Exchange Commission (“SEC”) to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 and imposes certain reporting obligations on SEC registrants who manufacture or contract to manufacture products that contain conflict minerals which are necessary to the functionality or production of their products. “Conflict minerals” are defined as tantalum, tin, tungsten and gold. These requirements apply to registrants whatever the geographic origin of the conflict minerals and whether or not they fund armed conflict in the Democratic Republic of Congo (“DRC”) or an adjoining country (together with the DRC, the “Covered Countries”). This Conflict Minerals Report has not been subject to an independent private sector audit.

 

1.

Company Overview and Product Description

Allison Transmission Holdings, Inc. and its subsidiaries (“Allison”, “we,” “us” or “our”) design and manufacture vehicle propulsion solutions, including commercial-duty on-highway, off-highway and defense fully automatic transmissions and electric hybrid and fully electric systems. We generate our net sales primarily from the sale of vehicle propulsion solutions, service and component parts, support equipment, defense kits, engineering services, royalties and extended transmission coverage to a wide array of original equipment manufacturers, distributors and the U.S. and other governments.

We conducted an analysis of our products and found that conflict minerals are necessary to the production or functionality of our commercial, defense, electric hybrid and fully electric propulsion solutions.

A complete description of our products can be found in our Annual Report on Form 10-K for the year ended December 31, 2021, filed with the SEC on February 17, 2022.

 

2.

Reasonable Country of Origin Inquiry

We conducted a good faith reasonable country of origin inquiry (“RCOI”) to determine whether the necessary conflict minerals originated in the Covered Countries. As a company engaged in the design and manufacture of commercial and defense fully automatic transmissions and electric hybrid and fully electric propulsion systems, we are several levels removed from the actual mining of conflict minerals. We do not make purchases of raw ore or unrefined conflict minerals and we conduct no purchasing activities in the Covered Countries. In order to determine whether conflict minerals used in the manufacture of our products originated in the Covered Countries, we relied on our direct suppliers to provide information on the origin of the conflict minerals contained in components and materials supplied to us, including sources of conflict minerals that are supplied to them from their suppliers.


Scope of RCOI. Our RCOI included conducting an inquiry of our global supply chain of direct ferrous, metallic, and electrical component suppliers, using the Responsible Minerals Initiative’s (“RMI”) Conflict Minerals Reporting Template (“CMRT”) to identify the smelters and refiners responsible for processing the conflict minerals.

To assist in the collection of data and in engaging our suppliers, we enlisted a third party data collection and analysis vendor to conduct outreach, training and verification of supplier responses. As part of our global supply-chain survey, we received representations from our suppliers regarding the source of conflict minerals and compared the smelters and refiners identified in the CMRT responses against the list of smelter and refinery facilities which have been identified as conflict free by programs such as RMI’s Responsible Minerals Assurance Process for conflict minerals. In an effort to obtain the highest practical response rate, our process included multiple rounds of communication and follow-up through mail, email and telephone calls. We created and maintained a database of this information.

RCOI Results. We identified approximately 418 of our direct ferrous, metallic, and electrical component suppliers as part of our RCOI. We received responses from approximately 53% of the suppliers solicited and reviewed the responses against criteria developed to determine which responses required additional engagement, including incomplete responses and inconsistencies within the data reported. We worked with these suppliers to obtain a revised response or additional clarity regarding their submission.

 

3.

Due Diligence

We conducted due diligence on the source and chain of custody of the conflict minerals that are included in our products and for which, based on our RCOI, we have not been able to determine whether the conflict minerals may have originated in the Covered Countries and may not have come from recycled or scrap sources.

Design of Due Diligence. Allison’s due diligence procedures were designed to conform with the Organisation of Economic Co-Operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, which is an internationally recognized due diligence framework. Our due diligence process included:

Establishing Company Management Systems. We adopted a conflict minerals policy that governs the supply-chain of conflict minerals from the Covered Countries. In addition, we organized an internal management team to support our supply chain due diligence efforts. This cross-functional team, led by our Chief Compliance Officer and a team of subject matter experts from relevant functional areas, oversees our conflict minerals due diligence process. Senior management and the Audit Committee of our Board of Directors received information regarding the Conflict Minerals legislation and our compliance efforts.

Identifying and Assessing Risk in the Supply Chain. Through our RCOI process, we solicited all ferrous, metallic, and electrical component direct suppliers with a CMRT to obtain information about the source of any conflict minerals. Our efforts largely focused on confirming the accuracy and quality of the representations our direct suppliers made regarding the source and chain of custody of their conflict minerals and comparing the smelters and refiners identified in the CMRT responses against the list of smelter and refinery facilities which have been identified as “conflict free”.


Designing and Implementing a Strategy to Respond to Risks. Our conflict minerals team is responsible for identifying and responding to risks in our supply chain. In addition, we monitor and track information received from suppliers, including a list of smelters and refiners identified through CMRT responses.

Supporting Independent Third-Party Audits of Supply Chain. We do not have a direct relationship with any conflict minerals smelters and refiners; therefore, we rely on the RMI’s Responsible Minerals Assurance Process to manage and report results of the independent third-party audits and the related certifications of the smelters and refiners.

Reporting on Supply Chain Due Diligence. This conflict minerals report is being filed with the SEC as an exhibit to our specialized disclosure report on Form SD and is available on our website at www.allisontransmission.com.

 

4.

Due Diligence Results.

Because we have not received sufficient and complete responses from all suppliers and many of the supplier responses provided data at a company level rather than at a product level, we do not have sufficient information to conclusively determine the countries of origin or chain of custody of conflict minerals in our products. Based on the CMRT responses from our direct suppliers, we believe that, to the best of our knowledge, the smelters and refiners listed in Annex A to this conflict minerals report may have been used to process the conflict minerals contained in our products.

 

5.

Future Due Diligence Measures.

As we further develop our due diligence program in calendar year 2022, we intend to continue implementing the following steps to improve the information gathered from our due diligence efforts and to further mitigate the risk that our necessary conflict minerals do not benefit armed groups:

 

   

include language in new or renewed supplier contracts that requires the supplier to support our conflict minerals program;

 

   

engage with suppliers to increase the response rate, completeness and accuracy of supply-chain surveys; and

 

   

monitor relevant trade associations and the OECD to evaluate best practices in determining whether products contain conflict minerals.


ANNEX A

 

Mineral

  

Smelter or Refiner Name

  

Country Location of

Smelter or Refiner

Gold    L’Orfebre S.A.    ANDORRA
Gold    Morris and Watson Gold Coast    AUSTRALIA
Gold    Western Australian Mint (T/a The Perth Mint)    AUSTRALIA
Gold    Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH    AUSTRIA
Gold    Industrial Refining Company    BELGIUM
Gold    Umicore S.A. Business Unit Precious Metals Refining    BELGIUM
Gold    AngloGold Ashanti Córrego do Sítio Mineração    BRAZIL
Gold    Marsam Metals    BRAZIL
Gold    Umicore Brasil Ltda.    BRAZIL
Gold    Asahi Refining Canada Ltd.    CANADA
Gold    CCR Refinery—Glencore Canada Corporation    CANADA
Gold    Royal Canadian Mint    CANADA
Gold    Planta Recuperadora de Metales SpA    CHILE
Gold    Daye Non-Ferrous Metals Mining Ltd.    CHINA
Gold    Gold Refinery of Zijin Mining Group Co., Ltd.    CHINA
Gold    Great Wall Precious Metals Co., Ltd. of CBPM    CHINA
Gold    Guangdong Jinding Gold Limited    CHINA
Gold    Guoda Safina High-Tech Environmental Refinery Co., Ltd.    CHINA
Gold    Hangzhou Fuchunjiang Smelting Co., Ltd.    CHINA
Gold    Henan Yuguang Gold & Lead Co., Ltd.    CHINA
Gold    Heraeus Metals Hong Kong Ltd.    CHINA
Gold    Hunan Chenzhou Mining Co., Ltd.    CHINA
Gold    Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.    CHINA
Gold    Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.    CHINA
Gold    Jiangxi Copper Co., Ltd.    CHINA
Gold    Lingbao Gold Co., Ltd.    CHINA
Gold    Lingbao Jinyuan Tonghui Refinery Co., Ltd.    CHINA


Mineral

  

Smelter or Refiner Name

  

Country Location of

Smelter or Refiner

Gold    Luoyang Zijin Yinhui Gold Refinery Co., Ltd.    CHINA
Gold    Metalor Technologies (Hong Kong) Ltd.    CHINA
Gold    Metalor Technologies (Suzhou) Ltd.    CHINA
Gold    Penglai Penggang Gold Industry Co., Ltd.    CHINA
Gold    Refinery of Seemine Gold Co., Ltd.    CHINA
Gold    Shandong Gold Smelting Co., Ltd.    CHINA
Gold    Shandong Humon Smelting Co., Ltd.    CHINA
Gold    Shandong Tiancheng Biological Gold Industrial Co., Ltd.    CHINA
Gold    Shandong Zhaojin Gold & Silver Refinery Co., Ltd.    CHINA
Gold    Shenzhen Zhonghenglong Real Industry Co., Ltd.    CHINA
Gold    Sichuan Tianze Precious Metals Co., Ltd.    CHINA
Gold    Super Dragon Technology Co., Ltd.    CHINA
Gold    Tongling Nonferrous Metals Group Co., Ltd.    CHINA
Gold    Yunnan Copper Industry Co., Ltd.    CHINA
Gold    Zhongkuang Gold Industry Co., Ltd.    CHINA
Gold    Zhongyuan Gold Smelter of Zhongjin Gold Corporation    CHINA
Gold    C.I Metales Procesados Industriales SAS    COLOMBIA
Gold    Sancus ZFS (L’Orfebre, SA)    COLOMBIA
Gold    SAFINA A.S.    CZECHIA
Gold    SAAMP    FRANCE
Gold    Allgemeine Gold-und Silberscheideanstalt A.G.    GERMANY
Gold    Aurubis AG    GERMANY
Gold    C. Hafner GmbH + Co. KG    GERMANY
Gold    Degussa Sonne / Mond Goldhandel GmbH    GERMANY
Gold    DODUCO Contacts and Refining GmbH    GERMANY
Gold    Heimerle + Meule GmbH    GERMANY
Gold    Heraeus Germany GmbH Co. KG    GERMANY
Gold    SAXONIA Edelmetalle GmbH    GERMANY


Mineral

  

Smelter or Refiner Name

  

Country Location of

Smelter or Refiner

Gold    WIELAND Edelmetalle GmbH    GERMANY
Gold    Gold Coast Refinery    GHANA
Gold    Augmont Enterprises Private Limited    INDIA
Gold    Bangalore Refinery    INDIA
Gold    CGR Metalloys Pvt Ltd.    INDIA
Gold    Emerald Jewel Industry India Limited (Unit 1)    INDIA
Gold    Emerald Jewel Industry India Limited (Unit 2)    INDIA
Gold    Emerald Jewel Industry India Limited (Unit 3)    INDIA
Gold    Emerald Jewel Industry India Limited (Unit 4)    INDIA
Gold    GCC Gujrat Gold Centre Pvt. Ltd.    INDIA
Gold    JALAN & Company    INDIA
Gold    Kundan Care Products Ltd.    INDIA
Gold    MD Overseas    INDIA
Gold    MMTC-PAMP India Pvt., Ltd.    INDIA
Gold    Sai Refinery    INDIA
Gold    Shirpur Gold Refinery Ltd.    INDIA
Gold    Sovereign Metals    INDIA
Gold    PT Aneka Tambang (Persero) Tbk    INDONESIA
Gold    8853 S.p.A.    ITALY
Gold    Chimet S.p.A.    ITALY
Gold    Italpreziosi    ITALY
Gold    Safimet S.p.A    ITALY
Gold    T.C.A S.p.A    ITALY
Gold    Aida Chemical Industries Co., Ltd.    JAPAN
Gold    Asahi Pretec Corp.    JAPAN
Gold    Asaka Riken Co., Ltd.    JAPAN
Gold    Chugai Mining    JAPAN
Gold    Dowa    JAPAN


Mineral

  

Smelter or Refiner Name

  

Country Location of

Smelter or Refiner

Gold    Eco-System Recycling Co., Ltd. East Plant    JAPAN
Gold    Eco-System Recycling Co., Ltd. North Plant    JAPAN
Gold    Eco-System Recycling Co., Ltd. West Plant    JAPAN
Gold    Ishifuku Metal Industry Co., Ltd.    JAPAN
Gold    Japan Mint    JAPAN
Gold    JX Nippon Mining & Metals Co., Ltd.    JAPAN
Gold    Kojima Chemicals Co., Ltd.    JAPAN
Gold    Matsuda Sangyo Co., Ltd.    JAPAN
Gold    Mitsubishi Materials Corporation    JAPAN
Gold    Mitsui Mining and Smelting Co., Ltd.    JAPAN
Gold    Nihon Material Co., Ltd.    JAPAN
Gold    Ohura Precious Metal Industry Co., Ltd.    JAPAN
Gold    Sumitomo Metal Mining Co., Ltd.    JAPAN
Gold    Tanaka Kikinzoku Kogyo K.K.    JAPAN
Gold    Tokuriki Honten Co., Ltd.    JAPAN
Gold    Yamakin Co., Ltd.    JAPAN
Gold    Yokohama Metal Co., Ltd.    JAPAN
Gold    Kazakhmys Smelting LLC    KAZAKHSTAN
Gold    Kazzinc    KAZAKHSTAN
Gold    TOO Tau-Ken-Altyn    KAZAKHSTAN
Gold    Daejin Indus Co., Ltd.    KOREA, REPUBLIC OF
Gold    DSC (Do Sung Corporation)    KOREA, REPUBLIC OF
Gold    HwaSeong CJ Co., Ltd.    KOREA, REPUBLIC OF
Gold    Korea Zinc Co., Ltd.    KOREA, REPUBLIC OF
Gold    LS-NIKKO Copper Inc.    KOREA, REPUBLIC OF
Gold    LT Metal Ltd.    KOREA, REPUBLIC OF
Gold    NH Recytech Company    KOREA, REPUBLIC OF
Gold    Samduck Precious Metals    KOREA, REPUBLIC OF


Mineral

  

Smelter or Refiner Name

  

Country Location of

Smelter or Refiner

Gold    SAMWON Metals Corp.    KOREA, REPUBLIC OF
Gold    SungEel HiMetal Co., Ltd.    KOREA, REPUBLIC OF
Gold    Torecom    KOREA, REPUBLIC OF
Gold    TSK Pretech    KOREA, REPUBLIC OF
Gold    Kyrgyzaltyn JSC    KYRGYZSTAN
Gold    State Research Institute Center for Physical Sciences and Technology    LITHUANIA
Gold    Modeltech Sdn Bhd    MALAYSIA
Gold    Sellem Industries Ltd.    MAURITANIA
Gold    Caridad    MEXICO
Gold    Metalúrgica Met-Mex Peñoles S.A. De C.V.    MEXICO
Gold    REMONDIS PMR B.V.    NETHERLANDS
Gold    Morris and Watson    NEW ZEALAND
Gold    K.A. Rasmussen    NORWAY
Gold    Bangko Sentral ng Pilipinas (Central Bank of the Philippines)    PHILIPPINES
Gold    KGHM Polska Miedź Spółka Akcyjna    POLAND
Gold    JSC Ekaterinburg Non-Ferrous Metal Processing Plant    RUSSIAN FEDERATION
Gold    JSC Novosibirsk Refinery    RUSSIAN FEDERATION
Gold    JSC Uralelectromed    RUSSIAN FEDERATION
Gold    Kyshtym Copper-Electrolytic Plant ZAO    RUSSIAN FEDERATION
Gold    Moscow Special Alloys Processing Plant    RUSSIAN FEDERATION
Gold    OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)    RUSSIAN FEDERATION
Gold    Prioksky Plant of Non-Ferrous Metals    RUSSIAN FEDERATION
Gold    SOE Shyolkovsky Factory of Secondary Precious Metals    RUSSIAN FEDERATION
Gold    L’azurde Company For Jewelry    SAUDI ARABIA
Gold    Metalor Technologies (Singapore) Pte., Ltd.    SINGAPORE
Gold    AU Traders and Refiners    SOUTH AFRICA
Gold    Metal Concentrators SA (Pty) Ltd.    SOUTH AFRICA


Mineral

  

Smelter or Refiner Name

  

Country Location of

Smelter or Refiner

Gold    Rand Refinery (Pty) Ltd.    SOUTH AFRICA
Gold    SEMPSA Joyería Platería S.A.    SPAIN
Gold    Sudan Gold Refinery    SUDAN
Gold    Boliden AB    SWEDEN
Gold    Argor-Heraeus S.A.    SWITZERLAND
Gold    Cendres + Métaux S.A.    SWITZERLAND
Gold    Metalor Technologies S.A.    SWITZERLAND
Gold    PAMP S.A.    SWITZERLAND
Gold    PX Précinox S.A.    SWITZERLAND
Gold    Valcambi S.A.    SWITZERLAND
Gold    Singway Technology Co., Ltd.    TAIWAN, PROVINCE OF CHINA
Gold    Solar Applied Materials Technology Corp.    TAIWAN, PROVINCE OF CHINA
Gold    Umicore Precious Metals Thailand    THAILAND
Gold    Atasay Kuyumculuk Sanayi Ve Ticaret A.S.    TURKEY
Gold    Istanbul Gold Refinery    TURKEY
Gold    Nadir Metal Rafineri San. Ve Tic. A.Ş.    TURKEY
Gold    African Gold Refinery    UGANDA
Gold    Al Etihad Gold Refinery DMCC    UNITED ARAB EMIRATES
Gold    Dijllah Gold Refinery FZC    UNITED ARAB EMIRATES
Gold    Emirates Gold DMCC    UNITED ARAB EMIRATES
Gold    Fujairah Gold FZC    UNITED ARAB EMIRATES
Gold    International Precious Metal Refiners    UNITED ARAB EMIRATES
Gold    Kaloti Precious Metals    UNITED ARAB EMIRATES
Gold    Metalor USA Refining Corporation    UNITED STATES
Gold    Abington Reldan Metals, LLC    UNITED STATES OF AMERICA


Mineral

  

Smelter or Refiner Name

  

Country Location of

Smelter or Refiner

Gold    Advanced Chemical Company    UNITED STATES OF AMERICA
Gold    Alexy Metals    UNITED STATES OF AMERICA
Gold    Asahi Refining USA Inc.    UNITED STATES OF AMERICA
Gold    Geib Refining Corporation    UNITED STATES OF AMERICA
Gold    Kennecott Utah Copper LLC    UNITED STATES OF AMERICA
Gold    Materion    UNITED STATES OF AMERICA
Gold    Metallix Refining Inc.    UNITED STATES OF AMERICA
Gold    Pease & Curren    UNITED STATES OF AMERICA
Gold    QG Refining, LLC    UNITED STATES OF AMERICA
Gold    Republic Metals Corporation    UNITED STATES OF AMERICA
Gold    Sabin Metal Corp.    UNITED STATES OF AMERICA
Gold    United Precious Metal Refining, Inc.    UNITED STATES OF AMERICA
Gold    Almalyk Mining and Metallurgical Complex (AMMC)    UZBEKISTAN
Gold    Navoi Mining and Metallurgical Combinat    UZBEKISTAN
Gold    Universal Precious Metals Refining Zambia    ZAMBIA
Gold    Fidelity Printers and Refiners Ltd.    ZIMBABWE
Tantalum    LSM Brasil S.A.    BRAZIL
Tantalum    Mineração Taboca S.A.    BRAZIL
Tantalum    Resind Indústria e Comércio Ltda.    BRAZIL
Tantalum    Changsha South Tantalum Niobium Co., Ltd.    CHINA
Tantalum    F&X Electro-Materials Ltd.    CHINA
Tantalum    FIR Metals & Resource Ltd.    CHINA
Tantalum    Guangdong Rising Rare Metals-EO Materials Ltd.    CHINA
Tantalum    Guangdong Zhiyuan New Material Co., Ltd.    CHINA


Mineral

  

Smelter or Refiner Name

  

Country Location of

Smelter or Refiner

Tantalum    Hengyang King Xing Lifeng New Materials Co., Ltd.    CHINA
Tantalum    Jiangxi Dinghai Tantalum & Niobium Co., Ltd.    CHINA
Tantalum    Jiangxi Tuohong New Raw Material    CHINA
Tantalum    Jiujiang Janny New Material Co., Ltd.    CHINA
Tantalum    JiuJiang JinXin Nonferrous Metals Co., Ltd.    CHINA
Tantalum    Jiujiang Tanbre Co., Ltd.    CHINA
Tantalum    Jiujiang Zhongao Tantalum & Niobium Co., Ltd.    CHINA
Tantalum    Ningxia Orient Tantalum Industry Co., Ltd.    CHINA
Tantalum    XinXing HaoRong Electronic Material Co., Ltd.    CHINA
Tantalum    Yancheng Jinye New Material Technology Co., Ltd.    CHINA
Tantalum    Yanling Jincheng Tantalum & Niobium Co., Ltd.    CHINA
Tantalum    NPM Silmet AS    ESTONIA
Tantalum    H.C. Starck Hermsdorf GmbH    GERMANY
Tantalum    H.C. Starck Smelting GmbH & Co. KG    GERMANY
Tantalum    H.C. Starck Tantalum and Niobium GmbH    GERMANY
Tantalum    Metallurgical Products India Pvt., Ltd.    INDIA
Tantalum    Asaka Riken Co., Ltd.    JAPAN
Tantalum    Global Advanced Metals Aizu    JAPAN
Tantalum    H.C. Starck Ltd.    JAPAN
Tantalum    Mitsui Mining & Smelting    JAPAN
Tantalum    Taki Chemical Co., Ltd.    JAPAN
Tantalum    Ulba Metallurgical Plant JSC    KAZAKHSTAN
Tantalum    KEMET de Mexico    MEXICO
Tantalum    PRG Dooel    NORTH MACEDONIA
Tantalum    Solikamsk Magnesium Works OAO    RUSSIAN FEDERATION
Tantalum    H.C. Starck Co., Ltd.    THAILAND
Tantalum    CP Metals Inc.    UNITED STATES OF AMERICA


Mineral

  

Smelter or Refiner Name

  

Country Location of

Smelter or Refiner

Tantalum    D Block Metals, LLC    UNITED STATES OF AMERICA
Tantalum    Exotech Inc.    UNITED STATES OF AMERICA
Tantalum    Global Advanced Metals Boyertown    UNITED STATES OF AMERICA
Tantalum    H.C. Starck Inc.    UNITED STATES OF AMERICA
Tantalum    Hi-Temp Specialty Metals, Inc.    UNITED STATES OF AMERICA
Tantalum    KEMET Blue Powder    UNITED STATES OF AMERICA
Tantalum    QuantumClean    UNITED STATES OF AMERICA
Tantalum    Telex Metals    UNITED STATES OF AMERICA
Tin    Metallo Belgium N.V.    BELGIUM
Tin    EM Vinto    BOLIVIA
Tin    OMSA    BOLIVIA
Tin    Cooperativa Metalurgica de Rondonia Ltda.    BRAZIL
Tin    CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda    BRAZIL
Tin    Estanho de Rondônia S.A.    BRAZIL
Tin    Fabrica Auricchio Industria e Comercio Ltda.    Brazil
Tin    Magnu’s Minerais Metais e Ligas Ltda.    BRAZIL
Tin    Melt Metais e Ligas S.A.    BRAZIL
Tin    Mineracao Taboca S.A.    BRAZIL
Tin    Resind Indústria e Comércio Ltda.    BRAZIL
Tin    Soft Metais Ltda.    BRAZIL
Tin    Super Ligas    BRAZIL
Tin    White Solder Metalurgia e Mineracao Ltda.    BRAZIL
Tin    Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.    CHINA
Tin    Chifeng Dajingzi Tin Industry Co., Ltd.    CHINA
Tin    China Tin Group Co., Ltd.    CHINA


Mineral

  

Smelter or Refiner Name

  

Country Location of

Smelter or Refiner

Tin    CNMC (Guangxi) PGMA Co., Ltd.    CHINA
Tin    Dongguan CiEXPO Environmental Engineering Co., Ltd.    CHINA
Tin    Gejiu City Fuxiang Industry and Trade Co., Ltd.    CHINA
Tin    Gejiu Fengming Metallurgy Chemical Plant    CHINA
Tin    Gejiu Kai Meng Industry and Trade LLC    CHINA
Tin    Gejiu Non-Ferrous Metal Processing Co., Ltd.    CHINA
Tin    Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.    CHINA
Tin    Gejiu Zili Mining And Metallurgy Co., Ltd.    CHINA
Tin    Guangdong Hanhe Non-Ferrous Metal Co., Ltd.    CHINA
Tin    Guanyang Guida Nonferrous Metal Smelting Plant    CHINA
Tin    HuiChang Hill Tin Industry Co., Ltd.    CHINA
Tin    Huichang Jinshunda Tin Co., Ltd.    CHINA
Tin    Jiangxi Ketai Advanced Material Co., Ltd.    CHINA
Tin    Jiangxi New Nanshan Technology Ltd.    CHINA
Tin    Ma’anshan Weitai Tin Co., Ltd.    CHINA
Tin    PT Babel Surya Alam Lestari    CHINA
Tin    Yunnan Chengfeng Non-ferrous Metals Co., Ltd.    CHINA
Tin    Yunnan Tin Company Limited    CHINA
Tin    Yunnan Yunfan Non-ferrous Metals Co., Ltd.    CHINA
Tin    Precious Minerals and Smelting Limited    INDIA
Tin    CV Ayi Jaya    INDONESIA
Tin    CV Dua Sekawan    INDONESIA
Tin    CV Gita Pesona    INDONESIA
Tin    CV United Smelting    INDONESIA
Tin    CV Venus Inti Perkasa    INDONESIA
Tin    PT Aries Kencana Sejahtera    INDONESIA
Tin    PT Artha Cipta Langgeng    INDONESIA
Tin    PT ATD Makmur Mandiri Jaya    INDONESIA


Mineral

  

Smelter or Refiner Name

  

Country Location of

Smelter or Refiner

Tin    PT Babel Inti Perkasa    INDONESIA
Tin    PT Bangka Serumpun    INDONESIA
Tin    PT Bangka Tin Industry    INDONESIA
Tin    PT Belitung Industri Sejahtera    INDONESIA
Tin    PT Bukit Timah    INDONESIA
Tin    PT Cipta Persada Mulia    INDONESIA
Tin    PT Cipta Persada Mulia    INDONESIA
Tin    PT DS Jaya Abadi    INDONESIA
Tin    PT Eunindo Usaha Mandiri    INDONESIA
Tin    PT Inti Stania Prima    INDONESIA
Tin    PT Karimun Mining    INDONESIA
Tin    PT Kijang Jaya Mandiri    INDONESIA
Tin    PT Lautan Harmonis Sejahtera    INDONESIA
Tin    PT Masbro Alam Stania    INDONESIA
Tin    PT Menara Cipta Mulia    INDONESIA
Tin    PT Mitra Stania Prima    INDONESIA
Tin    PT Mitra Sukses Globalindo    INDONESIA
Tin    PT Panca Mega Persada    INDONESIA
Tin    PT Premium Tin Indonesia    INDONESIA
Tin    PT Prima Timah Utama    INDONESIA
Tin    PT Rajawali Rimba Perkasa    INDONESIA
Tin    PT Rajehan Ariq    INDONESIA
Tin    PT Refined Bangka Tin    INDONESIA
Tin    PT Refined Bangka Tin    INDONESIA
Tin    PT Sariwiguna Binasentosa    INDONESIA
Tin    PT Stanindo Inti Perkasa    INDONESIA
Tin    PT Sukses Inti Makmur    INDONESIA
Tin    PT Sumber Jaya Indah    INDONESIA


Mineral

  

Smelter or Refiner Name

  

Country Location of

Smelter or Refiner

Tin    PT Timah Nusantara    INDONESIA
Tin    PT Timah Tbk Kundur    INDONESIA
Tin    PT Timah Tbk Mentok    INDONESIA
Tin    PT Tinindo Inter Nusa    INDONESIA
Tin    PT Tirus Putra Mandiri    INDONESIA
Tin    PT Tommy Utama    INDONESIA
Tin    Dowa    JAPAN
Tin    Mitsubishi Materials Corporation    JAPAN
Tin    Malaysia Smelting Corporation (MSC)    MALAYSIA
Tin    Modeltech Sdn Bhd    MALAYSIA
Tin    Pongpipat Company Limited    MYANMAR
Tin    Minsur    PERU
Tin    O.M. Manufacturing Philippines, Inc.    PHILIPPINES
Tin    Fenix Metals    POLAND
Tin    Novosibirsk Processing Plant Ltd.    RUSSIAN FEDERATION
Tin    Luna Smelter, Ltd.    RWANDA
Tin    CRM Synergies    SPAIN
Tin    Metallo Spain S.L.U.    SPAIN
Tin    Rui Da Hung    TAIWAN, PROVINCE OF CHINA
Tin    O.M. Manufacturing (Thailand) Co., Ltd.    THAILAND
Tin    Thaisarco    THAILAND
Tin    Alpha Metals    UNITED STATES
Tin    Metallic Resources, Inc.    UNITED STATES OF AMERICA
Tin    Tin Technology & Refining    UNITED STATES OF AMERICA
Tin    An Vinh Joint Stock Mineral Processing Company    VIET NAM
Tin    Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company    VIET NAM
Tin    Nghe Tinh Non-Ferrous Metals Joint Stock Company    VIET NAM


Mineral

  

Smelter or Refiner Name

  

Country Location of

Smelter or Refiner

Tin    Thai Nguyen Mining and Metallurgy Co., Ltd.    VIET NAM
Tin    Tuyen Quang Non-Ferrous Metals Joint Stock Company    VIET NAM
Tin    VQB Mineral and Trading Group JSC    VIET NAM
Tungsten    Wolfram Bergbau und Hutten AG    AUSTRIA
Tungsten    ACL Metais Eireli    BRAZIL
Tungsten    Albasteel Industria e Comercio de Ligas Para Fundicao Ltd.    BRAZIL
Tungsten    Cronimet Brasil Ltda    BRAZIL
Tungsten    Chenzhou Diamond Tungsten Products Co., Ltd.    CHINA
Tungsten    China Molybdenum Co., Ltd.    CHINA
Tungsten    Chongyi Zhangyuan Tungsten Co., Ltd.    CHINA
Tungsten    CNMC (Guangxi) PGMA Co., Ltd.    CHINA
Tungsten    Fujian Ganmin RareMetal Co., Ltd.    CHINA
Tungsten    Fujian Jinxin Tungsten Co., Ltd.    CHINA
Tungsten    Fujian Xinlu Tungsten    China
Tungsten    Ganzhou Haichuang Tungsten Co., Ltd.    CHINA
Tungsten    Ganzhou Huaxing Tungsten Products Co., Ltd.    CHINA
Tungsten    Ganzhou Jiangwu Ferrotungsten Co., Ltd.    CHINA
Tungsten    Ganzhou Seadragon W & Mo Co., Ltd.    CHINA
Tungsten    Ganzhou Yatai Tungsten Co., Ltd.    CHINA
Tungsten    GEM Co., Ltd.    CHINA
Tungsten    Guangdong Xianglu Tungsten Co., Ltd.    CHINA
Tungsten    Hunan Chenzhou Mining Co., Ltd.    CHINA
Tungsten    Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji    CHINA
Tungsten    Hunan Chunchang Nonferrous Metals Co., Ltd.    CHINA
Tungsten    Hunan Litian Tungsten Industry Co., Ltd.    CHINA
Tungsten    Jiangwu H.C. Starck Tungsten Products Co., Ltd.    CHINA
Tungsten    Jiangxi Gan Bei Tungsten Co., Ltd.    CHINA
Tungsten    Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.    CHINA


Mineral

  

Smelter or Refiner Name

  

Country Location of

Smelter or Refiner

Tungsten    Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.    CHINA
Tungsten    Jiangxi Xianglu Tungsten Co., Ltd.    CHINA
Tungsten    Jiangxi Xinsheng Tungsten Industry Co., Ltd.    CHINA
Tungsten    Jiangxi Yaosheng Tungsten Co., Ltd.    CHINA
Tungsten    Malipo Haiyu Tungsten Co., Ltd.    CHINA
Tungsten    South-East Nonferrous Metal Company Limited of Hengyang City    CHINA
Tungsten    Xiamen Tungsten (H.C.) Co., Ltd.    CHINA
Tungsten    Xiamen Tungsten Co., Ltd.    CHINA
Tungsten    Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.    CHINA
Tungsten    Xinhai Rendan Shaoguan Tungsten Co., Ltd.    CHINA
Tungsten    H.C. Starck Smelting GmbH & Co. KG    GERMANY
Tungsten    H.C. Starck Tungsten GmbH    GERMANY
Tungsten    A.L.M.T. Corp.    JAPAN
Tungsten    Japan New Metals Co., Ltd.    JAPAN
Tungsten    KGETS Co., Ltd.    KOREA, REPUBLIC OF
Tungsten    Woltech Korea Co., Ltd.    KOREA, REPUBLIC OF
Tungsten    Philippine Chuangxin Industrial Co., Inc.    PHILIPPINES
Tungsten    Artek LLC    RUSSIAN FEDERATION
Tungsten    Hydrometallurg, JSC    RUSSIAN FEDERATION
Tungsten    JSC “Kirovgrad Hard Alloys Plant”    RUSSIAN FEDERATION
Tungsten    Moliren Ltd.    RUSSIAN FEDERATION
Tungsten    NPP Tyazhmetprom LLC    RUSSIAN FEDERATION
Tungsten    OOO “Technolom” 1    Russian Federation
Tungsten    OOO “Technolom” 2    Russian Federation
Tungsten    Unecha Refractory Metals Plant    RUSSIAN FEDERATION
Tungsten    Lianyou Metals Co., Ltd.    TAIWAN, PROVINCE OF CHINA
Tungsten    CP Metals Inc.    UNITED STATES OF AMERICA


Mineral

  

Smelter or Refiner Name

  

Country Location of

Smelter or Refiner

Tungsten    Global Tungsten & Powders Corp.    UNITED STATES OF AMERICA
Tungsten    Kennametal Fallon    UNITED STATES OF AMERICA
Tungsten    Kennametal Huntsville    UNITED STATES OF AMERICA
Tungsten    Niagara Refining LLC    UNITED STATES OF AMERICA
Tungsten    Asia Tungsten Products Vietnam Ltd.    VIET NAM
Tungsten    Masan Tungsten Chemical LLC (MTC)    VIET NAM
Tungsten    Tejing (Vietnam) Tungsten Co., Ltd.    VIET NAM
Tungsten    Vietnam Youngsun Tungsten Industry Co., Ltd.    VIET NAM